Accredited Investors

Potential investors who have an interest in learning more about this opportunity and receive details on our current offerings must be accredited as per the guidelines established by the SEC.

REQUIREMENTS FOR INDIVIDUAL INVESTORS

(Investors must meet ONE of the following criteria)

Minimum Income:

Earned at least $200,000 (or $300,000 with a spouse or spousal equivalent) during last two years and expect to earn at least that much in the current year.   

Minimum Net Worth:

An individual or couple who has a net worth of at least $1 million, not including the equity in and most liabilities against their primary home.

Company Executives:

Directors, Executive Officers, and General Partners of company offering securities can qualify as accredited investors when purchasing those securities only. 

Knowledgeable Employees:

Employees of a private fund can qualify as accredited investors when investing in their employer’s funds. 

Family Clients:

Clients of a Family Office (professional company which manages and invests a family’s wealth) which has at least $5 million in assets under management.

Investment Professionals:

Individuals who possess a Series 7, Series 65, or Series 82 license in good standing which are related to selling securities or offering investment advice.

REQUIREMENTS FOR ENTITY INVESTORS

Financial Entities:

Bank, savings & loan, insurance company, registered investment company, business development company, small business or rural business investment company.

Entities Owned by Accredited Investors:

An entity completely owned by individuals who qualify as accredited investors. 

Minimum $5 million in Assets:

Entities that have at least $5 million in assets and aren’t created specifically to buy the securities which includes corporations, limited liability companies, partnerships, trusts, employee benefit plans, and family offices.

Minimum $5 million in investments: 

Any entity which was not created specifically to buy the securities and has at least $5 million in investments as defined by the Investment Company Act which includes tribes or nations of indigenous peoples, governmental bodies, funds, and entities organized under the laws of foreign countries.

Investment Advisers:

SEC and State-Registered investment advisers, exempt reporting advisers, and SEC registered broker-dealers.

The actual code in detail can be found here at Code of Federal Regulations 

Equita Capital Partners has filed a Form D Exemption with the SEC for each offering of SMA Fund I & II which can be found at the SEC website within the EDGAR (Electronic Data Gathering Analysis and Retrieval) filing database.

If you would like to receive detailed information on this offering, please download the forms below  for your review and signature. Or, you may contact us directly and you can be sent the documents via Docusign.